repak shawahb
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Sat, 08 Jul 2006

in the noise

Mike, Katie (Dominus), Cyrus, and I were grabbing a bite at T.G.I. Friday's last night and talking about Al Gore appearing on the Daily Show and claiming (tongue-in-cheek, at least to an extent) that he really did win Florida. This jump-started us on a discussion of the issue, and opinions flew: Gore really did win it, we fucked up, this, that, whatever. I take exception to such claims, not because I'm a fan of Bush (at this point it must be admitted that the country has taken a turn for the worse under his presidency, and no I'm not turning into some pinko commie liberal weenie), but because the reality of the matter is one that our electoral system is not designed to handle, namely, the result was so close that it was literally undecidable. The 190-odd votes one way or the other were below the noise floor. In other words, because of the particulars of the way votes are taken and counted, the election cannot be resolved with enough precision to give a number to each candidate which is more accurate than, say, plus or minus a thousand votes. The election in Florida was metastable, and the Supreme Court ended up acting as the bounded-time arbiter.

Having stated the matter this way, I realized something else: the electoral college makes this problem much worse. Here's how: the noise level in the system is more or less independent of the number of participants, since it arises largely from very local phenomena (i.e., it is generated in each voting precinct, and the number of people per precinct is approximately constant). The signal, on the other hand, scales directly with the number of people participating in a given election. Because of the electoral college system, however, the apparent number of people voting is artificially limited, since each of the states happens as an independent voting event (and thus we really have 50 small elections, not one large one). Thus, assuming that we had 50 equally-sized states (we'll come back and deal with this in a second), we have 50x less signal versus the same noise, i.e., an apparent 34 dB rise in the noise floor per election event due to the electoral college. Now, when you average all of these back together, you should get exactly a 34 dB fall in the noise floor, right? Wrong.

The problem is this: because of the way electors are assigned (one per Senator or Congressman), the SNR cannot be recovered completely: small states are actually overrepresented in the electoral college (because Representatives are a function of population, but Senators are a constant for every state, and in small states the Senators represent the majority of the electoral clout), and it is in these very states that the SNR is worst. Thus, we end up averaging a set of results which has been distorted in a way that cannot fail to increase the noise—the results which get greater marginal weight are exactly the ones where the SNR is worst.

So what is this added noise, really? It's distortion and quantization noise! Instead of keeping everything high resolution (i.e., in terms of actual votes), we quantize on artificial boundaries and then make the final decision on a set of discrete values which are not only low-rez, but skewed. What, then, does this suggest about fixing the electoral college? Clearly, one way to fix it is to get rid of it. But it's worthwhile to imagine instead what would happen if we had a thousand states instead of fifty: we'd be making a final decision based on bits which, while they each hide a greater quantity of "thermal" noise (due to imprecisions at the precinct level, et cetera), contribute less quantization noise to the final outcome. At this point, the quantization portion of the noise goes away, and we're left only with the problem of distortion. So really, to fix the electoral system, we need each elector to represent precisely the same number of voters, and for the number of electors to be enormous.

Isn't a popular vote just better?

Side note: what if instead of electing based on a single event, we oversampled the voting population? Say, everyone votes in 16 elections, and we actually feed back the results from the previous election, in effect shaping the quantization noise from the decision while simultaneously attenuating (by way of the gain in the feedback loop) the noise contribution of the election process itself. Seems like overkill, but holy shit it would be cool if our electoral system were more like a delta-sigma data converter.


[ permalink | 5 comments ]

writebacks

jdoege wrote

No.
The popular vote is not better because it ignores states rights. The U.S. is not a democracy, but rather a republic of fifty states with a democratic tradition. Under this system, what you call over-representation actually is simply due representation.

repak wrote

how exactly is it
that states' rights are an issue in a federal election? I'm not trying to be an ass, I just don't get it. State government is largely orthogonal to federal government as things stand today.

Anyway, didn't we kill all the states rights supporters in the civil war? :-P

jdoege wrote

Here's how...
Well, to begin with, each state has the constitutional right to determine exactly how its electoral votes will be determined and allocated. There is a surprising amount of difference between the states in this regard. The point is, constitutionally, the states elect the president, not the people. They are required, constitutionally, to not violate civil rights in doing so, but this by no means guarrantees "one man one vote".

Second, and again, this is a republic, not a democracy. A republic is a government of rules and laws as opposed to referrendum. This is important because it tends to protect minorities from the majority. Amongst the minorities that this system protects are the rights of those living in less populous states.

States reserve a great many rights. They also freely give many of them up for Federal grants. The only right that I am aware of that states lost during the Civil War was the right of secession. It is not clear that they had that right to begin with.

As for states rights supporters, I think you'll find that they are alive and well and a growing percentage of the population. Many states have been agitating for return of federal lands, the right to determine issues of abortion, the right to define marriage, etc. This issue is far from a dead one.

A pure democracy is a dangerous thing. If we changed to a popular vote based govt. with frequent national referendums, you'd see many of our constitutionally preserved rights trampled in an instant. You need only look at polls to see that.

repak wrote

thank you
You make some excellent points. Unfortunately, keeping the electoral college system around means that we have to bear the associated cost in terms of reduced SNR---which clearly means it's time for some oversampling and noise shaping. 16 independently conducted elections! Feedback! Presumption of Gaussian noise distribution (a pretty good assumption here, really)! Delta-sigma, decimation, and bounded-time arbiters, oh my!

In all seriousness: my thought experiment was really geared more towards analyzing the nature of decidability with respect to the election process than in proposing specific legislative change.

jdoege wrote

Politics is fun.
Oh, I agree entirely. As someone said, this is the worst system ever, except for all the other ones that have been tried :-)




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